Best Practices
A best practice is a method or technique that has
consistently shown results superior to those achieved with
other means, and that is used as a benchmark. In addition, a
"best" practice can evolve to become better as
improvements
are discovered. Best practice is considered by some as a
business buzzword, used to describe the process of
developing and following a standard way of doing things that
multiple organizations can use.
Best practices are used to maintain quality as an alternative
to mandatory legislated standards and can be based on self-
assessment or benchmarking.Best practice is a feature of
accredited management standards such as ISO
Some consulting firms specialize in the area of best practice
and offer pre-made 'templates' to standardize business
process documentation. Sometimes a "best practice" is not
applicable or is inappropriate for a particular organization's
needs. A key strategic talent required when applying best
practice to organizations is the ability to balance the unique
qualities of an organization with the practices that it has in
common with others.
Good operating practice is a strategic management term.
More specific uses of the term include good agricultural
In public policy
Best practice is a form of program evaluation in public
policy.
It is the process of reviewing policy alternatives that have
been effective in addressing similar issues in the past and
could be applied to a current problem. Determining "Best" or
"Smart" Practices to address a particular policy problem is a
commonly used but little understood tool of analysis
because
the concept is vague and should therefore be examined with
caution.
Develop realistic expectations
Bardach advises the policy analyst that it is important to
maintain realistic expectations when seeking a "best
practice" in public policy analysis because the practice may
not be solving the problem at all and it may instead produce
unfavorable results. Because a practice seems to be tailored
to a specific policy problem and also based on solid
research, it does not necessarily mean it is creating good
results. However the research can produce thought-
provoking
concepts on what can and can not work when put into
practice.
Analyze smart practices
In policy analysis a "best" or "smart" practice is a clear and
concrete behavior that solves a problem or achieves a goal.
Smart practices take “advantage” of an idle opportunity at a
low cost and little risk. Eugene Bardach refers to this as
finding the free lunches. These are opportunities for creative
policy improvements such as "cost-based pricing" or "input
substitution" that have the possibility to generate public
value
at a very low cost. Breaking loose from conventions and
challenging assumptions can also be way to take advantage
of an idle opportunity. An example of this is the highly
controversial practice of the government contracting out a
community good or service to nonprofits or the private
sector.
This challenges the assumption that a community good or
service must be financed through taxation and delivered by
government employees.
Observe the practice
The primary mechanism in a "smart" practice is the ability or
the means of achieving a goal in a cost-effective manner.
The secondary mechanisms include implementing features,
supportive features and optional features. It can be very
complicated to separate between the functions in getting the
mechanism to work and the features that support those
functions.
Bardach recommends when adapting smart practices for
another source, it is important to identify the core essence of
the practice while allowing flexibility for how it is
implemented
so it remains sensitive to local conditions. Robust smart
practices are adaptable to various conditions, have many
operational features, and can employ similar but diverse
ways to achieve their goals.
Describe generic vulnerabilities
In addition to the reasons why a smart practice might
succeed, an analyst should describe potential vulnerabilities
that could lead a smart practice to fail—these weaknesses
are "generic vulnerabilities”. Two types of vulnerabilities are
worth particular attention: 1) poor general management
capacity, which makes it more difficult to effectively
implement a smart practice, and 2) weaknesses inherent to
the practice itself. Policymakers must develop safeguards in
order to minimize the risk of generic vulnerabilities.
But will it work here?
The final step in identifying an appropriate "best practice" for
a policy problem is to ensure that the context from which the
practice is derived is comparable to the context in which it
will be applied. Risks to implementing the selected "best
practice" in the applied context as well as what support
structures can be put in place need to be anticipated in order
to maximize the likelihood of success. If utilizing a pilot or
demonstration program "best practice" the success of that
practice needs to be discounted in order to account for the
better than average favorable conditions pilot and
demonstration programs usually operate under. These
conditions include increased enthusiasm, advantageous
political and economic conditions, and less bureaucratic
resistance due to the lack of permanency in pilot programs.
Finally, when considering implementing a "best practice" on
a
wide scale one must be aware of the 'weakest link' sites with
minimal to no resources and how those sites will be
supported in order to create the desired policy outcomes.
Back to the eight fold path
Excessive optimism about the expected impact of untested
smart practices is a common critique. If a current practice is
known to be ineffective, implementing a promising
alternative
after weighing the alternatives may be worth the risk
Examples
The U.S. Environmental Protection Agency (EPA) produces a
document called The Clean Energy-Environment Guide to
Action.It is designed to share successful state "best
practices" to determine what is most suitable for them to use
in generating clean energy policies and programs. The guide
includes 16 clean energy policies and programs that offer
opportunities for states to save energy, improve air quality,
lower greenhouse gas emission and increase economic
development.
An example of a successful "best practice" from the guide is
"Building Codes for Energy Efficiency". This practice is to
use building energy codes to set requirements that establish
a minimum level of energy efficiency standards for
residential
and commercial buildings. California Energy Code Title 24 is
one "best practice" that is highlighted in this guide. The
following points for energy code implementation is to
educate
and train key audiences, supply the right resources, and to
provide budget and staff for the program.
Eugene Bardach has a list of "smart" practice candidates in
his book A
Practical Guide for Policy Analysis, Eightfold Path (policy
analysis). One example is the tutoring program for children
in
grades 1-3 called Reading One-to-One. The program from
Texas includes one on one tutoring with supervision and
simple structured instruction in phonemic awareness.
Phonemic awareness is one highly regarded predictor of how
well a child will learn to read in the first two years of
school. The program takes advantage of the fact that many
children, especially ESL students, fail in reading because it
is
very hard for second language students to understand and
pronounce sounds in English. The program is easily
duplicated at a relatively low cost because of the straight
forward teaching materials, systematic methods and
administrative oversight.
In September 2013 at the New York State Conference for
Mayors and Municipal Officials, successes, ideas and
information on "best" practices were shared among
government peers. A "best" practice that was highlighted at
the conference was how Salinas, California is rebuilding their
economy by engaging technology companies with their
agricultural business in order to grow jobs.Salinas is taking
advantage of an idle opportunity. The area already has
abundant lettuce fields and now the city is marketing itself as
a lab for agricultural technology. This public/private
partnership includes a new nonprofit called the Steinbeck
Innovation Foundation to increase investment in new
technologies to help the area's agricultural industry.
Use in health and human services
In recent years, public agencies and non-governmental
organizations have been exploring and adopting best
practices when delivering health and human services. In
these settings, the use of the terms "promising practices",
"best practices", and "evidence-based practices" is common
and often confusing as there is not a general consensus on
what constitutes promising practices or best practices. In this
context, the use of the terms "best practices" and "evidence-
based practices" are often used interchangeably. Evidence-
based practices are methods or techniques that have
documented outcomes and ability to replicate as key factors.
Despite these challenges, literature suggests that there is
some common use of and criteria for identifying best
practices. For example, a general working definition used by
the U.S. Department of Health and Human Services (HHS)
in
referring to a promising practice is defined as one with at
least preliminary evidence of effectiveness in small-scale
interventions or for which there is potential for generating
data that will be useful for making decisions about taking the
intervention to scale and generalizing the results to diverse
populations and settings.
Since evidence of effectiveness, potential for taking the
intervention to scale and generalizing the results to other
populations and settings are key factors for best practices,
the manner in which a method or intervention becomes a
best
practice can take some time and effort. The table below
demonstrates the process for a promising practice to
achieve
the status of research validated best practice.
| Research Validated Best Practice | A program, activity or strategy that has the highest degree of proven effectiveness supported by objective and comprehensive research and evaluation. |
| Field Tested Best Practice | A program, activity or strategy that has been shown to work effectively and produce successful outcomes and is supported to some degree by subjective and objective data sources. |
| Promising Practice | A program, activity or strategy that has worked within one organization and shows promise during its early stages for becoming a best practice with long term sustainable impact. A promising practice must have some objective basis for claiming effectiveness and must have the potential for replication among other organizations. |
The National Registry of Evidence-Based Programs and
Practices (NREPP) (External
is a searchable online registry of interventions supporting
substance abuse prevention and mental health treatment
that
have been reviewed and rated by independent reviewers.
NREPP accepts submissions for interventions that meet
minimum requirements to be considered for review.
Minimum requirements include (1) demonstration of one or
more positive outcomes among individuals, communities, or
populations; (2) evidence of these outcomes has been
demonstrated in at least one study using an experimental or
quasi-experimental design; (3) the results of these studies
have been published in a peer-reviewed journal or other
professional publication, or documented in a comprehensive
evaluation report; and (4) implementation materials, training
and support resources, and quality assurance procedures
have been developed and are ready for use by the public.
NREPP is not an exhaustive list of interventions and
inclusion in the registry does not constitute an endorsement.
(Reference: National Registry of Evidence-Based Programs
and Practices. Federal Register/Vol. 76, No. 180/Friday,
September 16, 2011/Notices)
There is existing controversy about the lack of culturally
appropriate evidence-based best practices and the need to
utilize a research-based approach to validate interventions.
Some communities have deployed practices over a long
period of time that has produced positive outcomes as well
as a general community consensus to be successful. The
California Reducing Disparities Project (CRDP) is working to
identify such practices. (External CRDP intends to improve
access, quality of care, and increase positive outcomes for
racial, ethnic and cultural communities. These communities
have been identified as (1) African American, (2)
Asian/Pacific Islanders, (3) Latinos, (4) Lesbian, Gay, Bi-
sexual, Transgender, Questioning, and (5) Native
Americans.
Strategic Planning Work groups composed of mental health
providers and community members as well as consumers
and family members are given the task of identifying new
approaches toward reducing disparities. The five Strategic
Planning Work groups work to identify new service delivery
approaches defined by multicultural communities for
multicultural communities using community-defined
evidence
to improve outcomes and reduce disparities. Community-
defined evidence is defined as “a set of practices that
communities have used and determined to yield positive
results as determined by community consensus over time
and which may or may not have been measured empirically
but have reached a level of acceptance by the community.”
(Reference: National Latina/o Psychological Association,
Fall/Winter 2008, National Network to Eliminate Disparities in
Behavioral Health, SAMHSA, and CMHS, Larke Nahme
Huang, Ph.D)
In action
Clean air financing programs
This is a quick guide put together by the NGA Center for
Best
Practices. It explores what clean air programs currently exist
and how they are being financed. Rather than stating one
best practice to tackling clean air, this report creates a table
of the different programs, how they are being financed, and
in
what state. Governors and their staffs can then look for
characteristics and solutions that are most realistic and
applicable to their situation. The key is to tailor current
practices that are in the world to the specific situation you
are
looking to solve. Best practices are meant to give insight into
existing strategies.
Environmental management
The concept of best practice has been employed extensively
in environmental management. For example, it has been
employed in aquaculture such as recommending low-
phosphorus feed ingredients, in forestry to manage riparian
buffer zones, in livestock and pasture management to
regulate stocking rates,and in particular, best management
practices have been important to improving water
quality relating to non point source pollution of fertilizers
in agriculture[ as well as the identification and adoption of
best practice for controlling salinity.However, in the context
of
complex environmental problems such as dry land salinity,
there are significant challenges in defining what is best in
any
given context. Best management practice for complex
problems is context specific and often contested against a
background of imperfect knowledge. In these contexts, it is
more useful to think of best management practice as an
adaptive learning process rather than a fixed set of rules or
guidelines. This approach to best practice focuses on
fostering improvements in quality and promoting continuous
learning.
Higher education
STEM Program explanation is taken from Angela Baber's report to the NGA
The NGA has identified science, technology, engineering,
and mathematics (STEM) as important skills that need to be
developed in community colleges in order to create a strong
work force. Many states are creating or have created STEM
Programs to address this issue. In order for these programs
to work governors should:
- "Engage business to help ensure that community colleges
- meet regional STEM-skill needs
- Use community colleges to support new models of STEM
- education
- Reward community colleges and students for STEM
- course-completion
- Ensure that community colleges support more effective
- mathematics remediation
- Require that community college STEM credits and
- credentials are transferable."
Health and human services
The U.S. Preventive Services Task Force (USPSTF) makes
evidence-based recommendations on clinical preventive
services. The Task Force recommendations are based on
systematic reviews and assessment of the available medical
evidence.
Charity / nonprofit sectorThe San Francisco Public Health
Department conducted The Transgender Best Practices
Guide project, a best practices document for cultural and
service competency in working with transgender clients
within
HIV/AIDS service- provision settings. Following an intensive
literature search and consumer focus group, a Working
Group composed of noted community leaders; activists,
professionals, and transgender consumers participated in
the
development of the Best Practices guide. Topics covered by
the Best Practices guide include mental health issues;
gender identity; hormone use and clinical care practices.
The
Best Practices guide is currently in production; it will be
published and distributed to EMA providers, as well as to
select organizations nation-wide. In addition, four large-scale
EMA provider trainings will be provided to educate providers
on the Best Practices recommendations and standard
measures. This is the first national federally funded effort to
develop a Best Practices guide for providers who serve the
HIV positive transgender community.
The nonprofit/voluntary sector is generally lacking tools for
sharing and accessing best practices. Steps are being taken
in some parts of the world, for example in the European
Union, where the Europe 2020 Strategy has as a top priority
the exchange of good practices and networking (including the nonprofit sector).
An initiative of sharing good practices in terms of human
resources (HR) and leadership among European nonprofit
organizations was financed by the EU and launched in 2013,
called HR Twinning.The platform allows the public to search
for good practices and its members the possibility to share
their practices, engage in discussions in the forum section
and enroll their organization. Membership is free. The project
is currently limited to a European audience.
Other domains
Best practices are used in nearly every industry and
professional discipline. Areas of note include information
technology development, such as new software, but also in
construction, transportation, business management,
sustainable development and various aspects of project
management. Best practices are also used in healthcare to
deliver high-quality care that promotes best outcomes. Best
practices are used within business areas
including sales, manufacturing, teaching, computer
care, insurance and public policy.
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